Using Peer Reviewed Literature and other Evidence
to Justify Wheelchair Seating & Mobility Interventions
Mark R. Schmeler, M.S., OTR/L, ATP, Michael L. Boninger, M.D.,
Rosemarie Cooper, MPT, ATP and Megan Vitek
Center for Assistive Technology, UPMC Health System & Department of Rehabilitation Science & Technology, and Department of Physical Medicine and Rehabilitation
University of Pittsburgh
INTRODUCTION
Justifying the need for wheelchair seating and mobility interventions can be an arduous task for practitioners. Funding sources often view these devices as costly and are reluctant to pay for them without some evidence of their cost/benefit. As compared to the past, there now exists an emerging collection of peer-reviewed studies and other evidence in the literature related to the benefits of various wheelchair seating and mobility interventions. Clinicians in the Center for Assistive Technology at the University of Pittsburgh have begun to use and reference this literature in their letters of medical necessity as well as appeals to better justify their recommendations.
The purpose of this paper and instructional session is to provide a brief review of the levels of evidence, briefly review the current state of evidence in the field of wheelchair seating and mobility, present methods for locating evidence and assessing the level of the evidence. The majority of the session will demonstrate how this evidence can be used to strengthen a practitioner’s request to third party payers for funding.
Evidence based practice has fully emerged in all fields of healthcare including rehabilitation. It is the responsibility of all practitioners to be knowledgeable of evidence, be able to assess the level and quality of evidence, and appropriately apply evidence in their daily practices (Holm, 2000).
LEVELS OF EVIDENCE
Evidence has been classified in a hierarchy (Gray, 1997; Holm, 2000; Moore et al., 1995). These levels can be summarized as follows:
THE STATE OF EVIDENCE IN THE FIELD OF WHEELCHAIR SEATING & MOBILITY
There have only been one or two attempts at critically and systematically reviewing the research associated with wheelchair seating and mobility. Reid (2000) presented a work in progress critical analysis of research related to seating in the adult population. No findings were discussed however an outline for a methodology for the systematic analysis was presented. Roxborough (1995) conducted a systematic review of the efficacy and effectiveness of adaptive seating for children with cerebral palsy and found that additional research related to seating is needed to further demonstrate the outcome of these interventions.
There does not exist a single comprehensive analysis of all the literature ever published in the field of wheelchair seating and mobility however it is likely that the majority of a practitioner’s knowledge base comes from clinical experience and less on higher levels of evidence such as peer reviewed research. Historically, the majority of what has been published includes case studies, books and book chapters based on clinical expertise, expert opinion, conference proceedings, and articles in trade magazines written by clinical experts. This is not to say that the field lacks evidence but rather a practitioner needs to identify, assess and use the levels of evidence available in making clinical decisions and justifying interventions. Justifying the need for an intervention is no different than presenting evidence in a court of law.
One party’s case and evidence should be "more convincing" than the other side as well as meeting necessary legal burdens of proof. Most funding sources also offer procedures for appealing denials that follow proceedings similar to and including court procedures.
LOCATING LITERATURE
The field of Rehabilitation science has grown significantly in the last decade resulting in a greater number of well-designed studies that have clinical relevance. There are several techniques for locating information especially with the advent of the Internet and searchable on-line databases. The most common database in the health industry is MEDLINE <www.nlm.nih.gov>, which can be accessed by the general public and houses references to well respected journals therefore is a good place to start especially when seeking out higher levels of evidence. Common search terms might include; wheelchairs, mobility, seating, adaptive seating, and positioning. Medline is however limited to referenced journals, which may not contain a significant representation of what exists specific to the intervention or population of interest. One can also track an author through Science Citation Index to see if other authors have cited the research in related studies. Other options are to scan the tables of contents of conference proceedings such as the International Seating Symposium and RESNA (Roxborough, 1995). For opinion or case study level evidence many of the trade magazines have searchable archives on their web sites. Access to full text RehabReport is available at
www.wheelchairnet.org. Although a defunct publication, it was an excellent source of case studies and sharing of clinical experience. One can also conduct a general Internet search however it is often difficult to assess the quality and reliability of information, as most of the information on the Internet is uncensored.EVALUATING INFORMATION
The purpose of this paper and presentation is not to provide detailed information on how to critique research or assess the quality of evidence but rather to provide strategies in using evidence to justify the interventions. There are several resources available on Evidence Based Practice one can refer to (Gray, 1997; Holm, 2000; Moore et al., 1995; Sacket et al., 1997). The Journal of the American Medical Association also has a series on using the literature, which is worth reading (Barratt et al., 1999; Guyatt et al., 1993; Guyatt et al., 1994; Jaeschke et al., 1994a; Jaeschke et al., 1994b; Lijmer et al., 1999; Oxman et al., 1993; Reid et al., 1995). There are however a few key questions a practitioner can ask themselves when reading articles whether in the peer-reviewed scientific literature, books, or trade magazines.
EXAMPLES OF EVIDENCE
Specific examples of current peer-reviewed literature available to justify wheelchair seating and mobility interventions will include ultra-lightweight manual wheelchairs, powered mobility, pressure reducing seat cushions and the clinical application of pressure mapping, as well as tilt in space and recline seating.
Ultra-lightweight Manual Wheelchairs
A reasonable purpose for the provision of ultra-lightweight wheelchairs is to provide an effective and efficient means of propulsion and therefore to reduce upper extremity repetitive strain injury (RSI) especially carpal tunnel syndrome (CTS). It is well documented in the literature that there is a 49% to 73% incidence of CTS in manual wheelchair users (Boninger et al., 2000; Boninger et al., 1999; Sie et al., 1992; Davidoff et al., 1991; Aljure et al., 1985; Tun & Upton 1988). CTS is a serious concern for manual wheelchair users as they not only depend on the use of their upper extremities for propulsion but also for transfers and other activities of daily living. Chronic CTS can further lead to the need for costly medical and surgical interventions and loss of productivity. It may also result in the need to convert to the use of powered mobility and therefore the need for significant costly and disruptive lifestyle changes.
There are several articles that have been published in the Archives of Physical Medicine and Rehabilitation related to ultra-lightweight manual wheelchairs:
In a research study by Boninger et al. (2000) it was noted that specific biomechanical factors known to correlate with median nerve injuries (CTS) were found to be related to wheelchair rear axle position relative to shoulder position. They further concluded that providing people with wheelchairs that have an adjustable rear axle position as well as properly fitting the person to the wheelchair can improve propulsion biomechanics and therefore likely reduce injury. Ultralightweight wheelchairs are the only type of manual wheelchairs equipped with an adjustable rear axle at the time of this paper.
DiGiovine et al. (2000) had subjects propel wheelchairs over a driving course and rate perceived ride comfort and basic ergonomics. Results showed a significant difference in perceived rider comfort, with the ultra-lightweight wheelchairs being more comfortable than the lightweight wheelchairs. There was also a significant difference in subject rated ergonomics, with the ultra-lightweight group rating better ergonomics than the lightweight group. Wheelchair ride discomfort may contribute to pain, the development of spinal and pelvic deformities, and abandonment of the equipment.
Other studies have examined the durability of manual wheelchairs (Cooper et al.,1997; Cooper et al.,1999). The durability of ultra-lightweight, high-strength lightweight, and standard depot type wheelchairs using a double-drum machine and a curb-drop machine were tested. By using the durability data and the purchase cost of wheelchairs, they found that ultra-lightweight wheelchairs cost 3.4 times less to operate than standard depot type wheelchairs and 2.3 times less to operate than high-strength lightweight wheelchairs. Ultra-lightweight wheelchairs averaged 673 cycles per dollar, compared to high-strength lightweight wheelchairs, which averaged 210 cycles per dollar.
In summary, the research shows evidence that ultra-lightweight wheelchairs are easier to push thus reducing the likelihood for development of carpal tunnel syndrome, are more comfortable to ride in thus reducing the likelihood for developing back pain, and cost less to operate.
Powered Mobility
Powered mobility is a reasonable alternative to provide independent mobility to people who do not have the ability to ambulate safely or effectively, effectively propel manual wheelchair, and have developed or are at risk for repetitive strain injuries. When considering mobility needs the practitioner must consider mobility needs across the demands of all environments encountered on a daily basis to participate in necessary activities and fulfill life roles.
An ethnographic study by Mills-Tapping & MacDonald (1994) uncovered several themes of self-direction and empowerment in 11 people who used powered mobility to facilitate work, leisure, and family pursuits as well as to conserve energy for other necessary activities of daily living. A descriptive study in the American Journal of Occupational Therapy (Bunining, Angelo, & Schmeler, 2000) looked at 8 people who transitioned to powered mobility from manual wheelchairs they were either unable to propel or could only marginally propel. Transition to a powered mobility device showed significant improvements in occupational performance (i.e. organization of daily tasks, assumption of responsibility, roles, interests), competence, adaptability and self-esteem. A similar study published in the British Journal of Occupational Therapy (Evans, 2000) also looked at a similar group of 8 people and reported that the use of powered mobility provided greater opportunity to participate and control occupation. Negative feelings such as depression also changed to positive feelings following the implementation of powered mobility.
In summary, there is reasonably good evidence for providing people with powered mobility if they are unable to effectively ambulate or propel a manual wheelchair. Medically, a power wheelchair replaces impaired upper and lower extremity function in the same manner that prosthetic devices replace missing extremities or other vital organs. Mobility is the basis for occupational performance including the ability to conduct activities of daily living, fulfill role responsibilities, and participate in one’s community. Lack of safe and independent mobility can also lead to other medical complications such as injuries associated with falls and depression.
Pressure Reducing Cushions
There is debate as to the effectiveness of costly pressure reducing cushions as compared to lower cost foam type cushions. There have been a few recent randomized clinical trials conducted on the efficacy of pressure reducing cushions in the reduction of pressure sores in the seated surfaces as compared to foam type cushions. Conine et al. (1994) studied a population of 163 elderly people using wheelchairs in nursing homes to compare the effectiveness of Jay cushions to standard slabs of foam. The results showed there was significant difference between the two groups with only 25% of the Jay group developing pressure sores as compared to 41% of the foam group during a three-month observation period. Geyer et al. (2001) conducted a similar pilot study of 32 nursing home residents who use wheelchairs. Segmented foam cushions were compared to pressure reducing cushions over a twelve-month observation. Results showed that 59% of the foam group developed pressure ulcers as compared to 40% of the pressure-reducing group. Although the results did not show a statistical difference between the groups because of low power and sample size, the results are clinically significant and the research protocol has shown feasibility for a larger multi-site trial.
Pressure Mapping
There is some debate as the utility and appropriateness in the use of pressure mapping devices to prescribe wheelchair cushions. Pressure alone is not necessarily a predictor of a person’s risk for the development of a pressure sore. Other factors must be considered including tissue integrity, nutritional status, continence, and co-morbidities. The type of cushion prescribed also needs to consider usability issues including weight, postural stability, reliability, and maintenance.
Combined with clinical judgment, pressure-mapping information however has been shown to have some predictive ability to determine risk for the development of pressure sores and may be included in the justification. Brienza et al. (2001) found that in their study of the efficacy pressure reducing cushions for high-risk elderly people who use wheelchairs that people with higher interface pressure measurements had higher associated incidences of sitting-acquired pressure ulcers. Conine et al. (1994) conducted a similar study to look at the effectiveness of Jay cushions for the prevention of pressure sores in a large sample of elderly wheelchair users and found a significantly higher incidence of pressure sore development in people with high peak pressure measurements as compared to those with lower peak pressures.
Expert opinion related to the clinical use of pressure mapping devices also exists in the non-peer-reviewed literature. Shapcott & Levy (1999) and Lipka (1997) describe pressure mapping as being clinically useful for comparing cushion effectiveness, confirming clinical intuition, assessing and justifying the pressure relieving benefits of tilt in space or recline, providing bio-feedback to users pressure relieving effectiveness, and making seating adjustments.
Tilt in Space and Recline
It is well accepted clinically that tilt in space seat frames and reclining backs whether used separately or in combination have physiological and functional benefits and disadvantages. A reclining back has been assigned a Common Procedure Code (HCPCS Code) by the Centers for Medicare and Medicaid Services (CMS formerly HCFA) in the United States and has clinical indicators (some of which are actually contraindicated) and therefore well accepted by most funding sources. Tilt in space however does not have a HCPCS code and therefore less understood and often questioned or denied by funding sources. Some funding sources will deny a tilt system in exchange for a reclining back although there are very significant differences between the two interventions.
Tilt in space alone is beneficial to provide postural stability and comfort, reduce pressure and shear, and allow for gravity assisted repositioning and realignment however can impede function and promote primitive reflexes. Recline alone can reduce pressure in the buttocks and allow for a recumbent position however can cause people to slide out of the seat and increase shear. Combination tilt and recline systems also have similar advantages and disadvantages. Sprigle & Sposato (1997) prepared a comprehensive review article of the evidence that exists in the literature. The following are extrapolations from their article based on the research they reviewed.
Hobson (1992) studied the effects of various seated positions and found greatest reduction in pressures and shear forces with a 50-degree forward lean however this posture is not feasible for people who lack the trunk control to assume it. Pressure alone was reduced significantly with 120 degrees of recline however caused significant shear which would result in a person sliding out of the chair. Twenty degrees of tilt was significant in reducing shear and perhaps more tilt would reduce shear forces further. A combination of tilt and recline could further reduce pressure and shear. Gilsdorf et al. (1990) studied the effects of recline and found it to increase shear in the seat. They also found that transitioning to an upright position increased shear and therefore a likelihood of the person sliding out of the chair. Nachemson (1975) found decreased inter-vertebral disc pressure by reclining the back from 80 to 130 degrees leading to increased comfort however stability was further improved with 6 degrees of seat tilt to counteract the tendency to slide out of the seat when reclined. Pope (1985) found that people who sat in wheelchairs with a semi-reclined back had a tendency to assume a posterior pelvic tilt, kyphotic spine, and flexion of the neck to assume a visual orientation level with the environment. This provides good evidence to consider tilt with recline if recline is being recommended and that recline alone can cause significant shear and the potential for people to slide out of the chair. Tilt therefore is preferred over the use of recline when it comes to reducing pressure and shear as well as for maintaining or adjusting postural alignment or stability.
Nwaobi (1987) looked at the functional effects of tilt in space in children with Cerebral Palsy and found decreased upper extremity function in a tilted position. Results suggest the need for adjustable tilt as being tilted back may assist in pressure relief and postural readjustment however it is not a functional position to be continuously maintained and people need to tilt more upright in order to engage in activities. Using videofluroscopic imaging Hardwick et al. have provided some clinical examples as to the benefits of assuming various positions to assist with swallowing and digestion. Sitting upright assist with swallowing however tilting and repositioning where necessary for relaxation to facilitate stomach emptying and other digestive functions. Schunkewitz et al. (1989) studied the effects of tilt and recline on lower extremity edema and found some improvements in venous stasis in a small sample of three people with spinal cord injuries. The lack of sympathetic muscle tone and dependent position of the lower extremities put people with lower extremity paralysis at risk for deep venous thromboses and edema. Sprigle and Sposato (1997) further discuss the benefit of tilt and recline to address the issues of orthostatic hypotension. The availability of tilt and recline wheelchairs can present opportunities to get people out of bed and actively involved in rehabilitation activities sooner.
There also exist a significant amount of expert opinion related to the indications and contraindications for tilt and recline systems. Kreutz (1997), Lange (200a; 2000b), Pfaff (1993), & Ross (1996) have all written similar articles with the same conclusions about tilt and recline systems similar to what can be found in the more scientific literature.
From this extensive review practitioners can include a significant amount of evidence when recommending tilt in space and recline as well as combination systems. The evidence can also be used to refute a funding source’s decision to approve a reclining back over a tilt in space system.
CASE EXAMPLES
The following are examples of summary paragraphs demonstrating how evidence can be incorporated into reports and letters of medical necessity. These excerpts can easily be modified to a specific case situation.
Ultralightweight Manual Wheelchair
Based on our assessment of Ms. G., who is a 35 years old with a 5-year history of L5 paraplegia, we recommend she be provided with an ultra-lightweight manual wheelchair. Her current high-strength lightweight wheelchair is in poor repair and causes her pain in her wrists when she propels long distances. She had an opportunity to try various brands of ultra-lightweight wheelchairs and found the SuperLite to be most effective for her. She also tried powered mobility but is not ready to make this lifestyle change. The ultra-lightweight wheelchair is necessary as it is available with an adjustable rear axle position. Boninger et al. (2000) concluded in their research on axle position and median nerve injuries that providing people with wheelchairs that have an adjustable rear axle position as well as properly fitting the person to the wheelchair can improve propulsion biomechanics and therefore likely reduce injury. Other research (DiGiovine et al,. 2000) showed a significant difference in perceived rider comfort, with the ultra-lightweight wheelchairs being more comfortable than the lightweight wheelchairs therefore potentially reducing low back pain and abandonment of the technology. Ultra-lightweight wheelchairs were also found to be more durable. Using cost and durability data Cooper et al. (1999) found they averaged 673 cycles per dollar cost as compared to 210 cycles per dollar for high-strength wheelchairs and 78 cycles per dollar for standard wheelchairs.
Powered Mobility
Based on our assessment of Ms. L., who is 64 years old and presents with Type II Diabetes, Peripheral Neuropathy, and Obesity, we recommended she be provided with a powered wheelchair. She is unable to effectively propel any type of manual wheelchair due to her obesity and peripheral neuropathy. Ambulating with assistive devices is not in her medical best interest due to foot ulcers and the risk for amputations. She is also unsafe with ambulation and has fallen frequently in the past placing her at significant risk for fractures and other injuries. She therefore currently has no means of mobility and is bound to a chair in her home. It has been reported in the peer-reviewed literature that powered mobility can provide people who are unable to ambulate or propel manual wheelchairs with the basis for occupational performance including the ability to conduct activities of daily living, fulfill role responsibilities, and participate in the community (Buning, Angelo, & Schmeler, 2001; Evans, 2000; Mills-Tappan & McDonald, 1994). Medically, a powered mobility device replaces impaired upper and lower extremity function in the same manner that prosthetic devices replace missing extremities or other vital organs.
Pressure Relieving Cushion
Based on our assessment of Ms. O., who is 82 years old and presents with dementia and general deconditioning following a recent hip fracture, it is recommended that she be provided with a pressure-reducing cushion that also provides postural stability. Based on the trial of several brands and the use of pressure mapping, it was found that the Floam cushion is the most appropriate intervention. This cushion can be modified to accommodate her pelvic obliquity, requires little maintenance, and will allow her to slide forward for transfers. She demonstrated safe and evenly distributed pressure readings on this cushion. It is reported in the literature that elderly people who sit in wheelchairs have a high prevalence of pressure sores and that the use of pressure reducing cushions can reduce this potential. The same studies have also shown that high peak pressures observed on pressure mapping devices are reasonably sensitive in predicting risk for pressure sores (Brienza et al., 2001; Conine et al.,1994; Geyer et al., 2001).
Tilt in Space
Based on our findings of Mr. T., who is 26 years old and has Muscular Dystrophy with severe proximal muscle weakness and collapsing deformities of the spine, it is recommended that he be provided with power wheelchair with power tilt in space seating system. This system will allow him to independently readjust his posture for repositioning and pressure relief. This is intended to reduce the potential for further spinal deformities, which can lead to compromised vital organ capacity, reduce the potential for pressure sores, and provide comfort. A reclining back is contraindicated as it will increase shear forces in the buttock region and cause him to slide forward in the seat and out of postural alignment compromising his ability to function. It is well documented in the literature that reclining backs can lead to higher shear forces (Hobson, 1992; Nachemson, 1975; Pope, 1985). It is further documented in the literature that tilt in space is effective in redistributing pressure and providing postural realignment (Sprigle & Sposato, 1997).
Summary
Evidence can support a practitioner’s justification for wheelchair seating and mobility interventions. There are various levels evidence and the burden of evidence in this field has historically been limited to descriptive research, case studies, and expert opinions. More peer-reviewed type research evidence has evolved in the last decade. It is the responsibility of the practitioner to be familiar with existing levels of evidence and to apply evidence appropriately in their everyday practice and use evidence appropriately when justifying the need for interventions. There is an obvious need for continued research in the field to further advance the levels of evidence.
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